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5paisa Capital Ltd - 540776 - Format of the Initial Disclosure to be made by an entity identified as a Large Corporate : Annexure A

Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of Company5paisa Capital Ltd 2CIN NO.L67190MH2007PLC289249 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 30.00 4Highest Credit Rating during the previous FY A+ 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)CRISIL LTD. 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: Namita Godbole Designation: Company Secretary EmailId: csteam@5paisa.com Name of the Chief Financial Officer: Gourav Munjal Designation: Chief Financial Officer EmailId: csteam@5paisa.com Date: 27/04/2023 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets.
27-04-2023
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5paisa Capital Ltd - 540776 - Board Meeting Intimation for Intimation Of The Board Meeting

5Paisa Capital Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 01/05/2023 ,inter alia, to consider and approve Pursuant to Regulation 29 of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, Notice is hereby given that the meeting of the Board of Directors of the Company is scheduled to be held on Monday, May 01, 2023, to consider and approve, inter alia: (a) Standalone and Consolidated Audited Financial Results for the quarter and year ended on March 31, 2023 pursuant to Regulation 33 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. (b) Issuance of Secured or Unsecured Redeemable Non Convertible Debentures, in one or more tranches on an annual basis through private placement basis. (c) Any other business with the permission of the Chair. Kindly take the same on record and oblige.
20-04-2023
Bigul

5paisa Capital Ltd - 540776 - Certificate Under Regulation 40(9) Of SEBI (Listing Obligations And Disclosure Requirements) Regulation, 2015

Please find enclosed herewith Certificate under Regulation 40(9) of SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015 for the year ended March 31, 2023. Kindly take the same on record and acknowledge the receipt of the same.
13-04-2023
Bigul

5paisa Capital Ltd - 540776 - Compliance Certificate Pursuant To Regulation 7(3) Of The SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015

Pursuant to Regulation 7(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we have enclosed captioned certificate, for the period April 01, 2022 to March 31, 2023 (both days inclusive), counter signed by the authorized representative of M/s. Link Intime India Private Limited, Registrar & Share Transfer Agent of the Company, certifying compliance with the requirements of Regulation 7(2) of Listing Regulations, for the financial year ended March 31, 2023. Kindly take the same on record and oblige.
13-04-2023
Bigul

5paisa Capital Ltd - 540776 - Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018

Pursuant to the Regulation 74(5) of the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018, as amended from time to time, please find enclosed herewith certificate received from M/s. Link Intime India Private Limited, Registrar & Share Transfer Agent (RTA), for the quarter ended March 31, 2023. Kindly take the above on record and oblige.
13-04-2023
Bigul

5paisa Capital Ltd - 540776 - Grant Of Employee Stock Options

We wish to inform you that the Nomination and Remuneration Committee of the Board of Directors of 5paisa Capital Limited ('Company') by way of a circular resolution dated April 06, 2023 granted 25250 (Twenty Five Thousand Two Hundred Fifty Only) stock options to the eligible employee under 5paisa Employee Stock Option Scheme 2017. We request you to kindly take the same on record and oblige.
07-04-2023
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5paisa Capital Ltd - 540776 - Closure of Trading Window

Notice is hereby given that pursuant to SEBI (Prohibition of Insider Trading) Regulations, 2015 and the Company's Code of Conduct for Prevention of Insider Trading and Disclosure Practices, the Trading Window for dealing in securities of the Company shall be closed from Saturday, April 01, 2023 till 48 hours after the financial results for the quarter and year ended March 31, 2023 is approved by the Board of Directors and filed with stock exchanges. Accordingly, all Connected Persons/ Designated Persons/ Directors are advised not to trade in the securities of the Company during the aforesaid period. Kindly take the same on record and acknowledge.
28-03-2023
Bigul

5paisa Capital Ltd - 540776 - Result Of Postal Ballot & E-Voting

Dear Sir/Madam, This is further to our letter dated January 30, 2023 enclosing the Postal Ballot Notice along with explanatory statement dated January 11, 2023, which was dispatched to the members of the Company seeking their consent on the resolution stated in the said Notice through e-voting: The remote e-voting period as specified in the Notice concluded on Wednesday, March 01, 2023 at 5:00 p.m. In this regard, we are submitting herewith voting results of the Postal Ballot on the said resolutions along with the Report of the Scrutinizer, M/s. Joshi Velankar and Associates, Practicing Company Secretaries, Mumbai. Based on the Scrutinizer''s Report, we wish to inform that the resolution have been passed by the members of the Company with requisite majority and shall be deemed to have been passed on the last date specified for remote e-voting i.e. March 01, 2023. The details of votes cast by the shareholders are given in the Annexure.
03-03-2023
Bigul

5paisa Capital Ltd - 540776 - Disclosures under Reg. 29(1) of SEBI (SAST) Regulations, 2011

The Exchange has received the disclosure under Regulation 29(1) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for Nirmal Bhanwarlal Jain
03-03-2023
Bigul

5paisa Capital Ltd - 540776 - Disclosures under Reg. 29(1) of SEBI (SAST) Regulations, 2011

The Exchange has received the disclosure under Regulation 29(1) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for Venkaraman Rajamani
03-03-2023
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