SMC Global Securities Ltd - 543263 - Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018
Pursuant to Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018, as amended from time to time, we are enclosing herewith the Certificate received from Link Intime India Private Limited, Registrar and Share Transfer Agent of the Company for the period from 01st July, 2022 to 30th September, 2022 in compliance of the subject captioned. SMC Global Securities Ltd - 543263 - Announcement under Regulation 30 (LODR)-Investor Presentation
In compliance with Regulation 30(2) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with Part A (15) of Schedule III, enclosed is a copy of the investor Presentation - October 2022. SMC Global Securities Ltd - 543263 - Disclosures under Reg. 31(1) and 31(2) of SEBI (SAST) Regulations, 2011.
The Exchange has received Disclosure under Regulation 31(1) and 31(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 on September 29, 2022 for Pulin Investments Pvt Ltd SMC Global Securities Ltd - 543263 - Closure of Trading Window
In terms of Regulation 9 read with clause 4 of Schedule B of Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 as amended from time to time, it is hereby informed that the trading window for dealing in Equity Shares of the Company shall remain closed for all designated persons and their immediate relatives, for the period from 01st October, 2022 till the end of 48 hours after the financial results are made public for the quarter and half year ended on 30th September, 2022. The date of Board meeting for declaration of financial results of the Company for the quarter and half year ended on 30th September, 2022 will be intimated in due course. SMC Global Securities Ltd - 543263 - Disclosure Under Regulation 7(2) Of SEBI (PIT) Regulations, 2015
With reference to the above, please find the enclosed disclosure in terms of Regulation 7(2) of SEBI (Prohibition of Insider Trading)Regulations, 2015 for pledge of 16,50,000 shares of SMC Global Securities Limited by Pulin Investment Private Limited, Member of Promoter Group. SMC Global Securities Ltd - 543263 - Disclosures under Reg. 31(1) and 31(2) of SEBI (SAST) Regulations, 2011.
The Exchange has received Disclosure under Regulation 31(1) and 31(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 on September 27, 2022 for Pulin Investments Pvt Ltd SMC Global Securities Ltd - 543263 - Disclosure Under Regulation 7(2) Of SEBI (Prohibition Of Insider Trading)Regulations, 2015.
With reference to the above, please find the enclosed disclosure in terms of Regulation 7(2) of SEBI (Prohibition of Insider Trading)Regulations, 2015 for pledge of 15,00,000 shares of SMC Global Securities Limited by Pulin Investment Private Limited, Member of Promoter Group. SMC Global Securities Ltd - 543263 - Announcement under Regulation 30 (LODR)-Change in Directorate
Pursuant to the provisions of regulation 30 read with Para A of Part A of Schedule III of SEBI (LODR)Reg, 2015 and circulars issued thereto, we hereby inform that, the NRC and the Board of Directors of the Company at their respective meetings held on 28th July, 2022 recommended to the shareholders of the Company for appointment of Mr. Narendra Kumar (DIN: 02307690) as an Independent Director of the Company for a term of five years from the effective date of approval of all the exchanges where the Company is a trading/clearing members. In this regard, we hereby inform that the Company has obtained the approval of all the exchanges where the Company is a trading/clearing member on 16th September, 2022 ie. the effective date of appointment. However, the said appointment shall be subject to approval of the shareholders. SMC Global Securities Ltd - 543263 - Announcement under Regulation 30 (LODR)-Newspaper Publication
Pursuant to Section 124 of the Companies Act, 2013 (the 'Act'), Investor Education and Protection Fund Authority (Accounting Audit, Transfer and Refund) Rules, 2016, as amended ('the Rules') and Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015, please find enclosed herewith the copy of the advertisement published on 02nd September, 2022 giving notice of transfer of equity shares of the Company to Investor Education and Protection Fund Authority in the following newspapers: a) Financial Express in English b) Jan Satta in Hindi SMC Global Securities Ltd - 543263 - Certificate Of Extinguishment Of Equity Shares By SMC Global Securities Limited Pursuant To SEBI (Buyback Of Securities ) Regulations, 2018.
This is to inform you that the Company has extinguished 19,25,749 equity shares on 19th August, 2022 in compliance with the provisions of Regulation 21 and Regulation 11 of SEBI (Buy back of Securities) Regulations, 2018. In this regard, the certificate issued in accordance with the aforementioned regulations and duly executed by the Managing Director, Statutory Auditor and the Merchant Banker is annexed here for your reference.