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IIFL Wealth Management Ltd - 542772 - Format of Initial Disclosure to be made by an entity identified as a Large Corporate

Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompayIIFL Wealth Management Ltd 2CINU74140MH2008PLC177884 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 235.00 4Highest Credit Rating during the previous FY AA 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)ICRA LIMITED 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: AMIT BHANDARI Designation: COMPANY SECRETARY COMPLIANCE OFFICER EmailId: amit.bhandari@iiflw.com Name of the Chief Financial Officer: MIHIR NANAVATI Designation: CHIEF FINANCIAL OFFICER EmailId: mihir.nanavati@iiflw.com Date: 28/04/2021 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets.
28-04-2021
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IIFL Wealth Management Ltd - 542772 - Submission Of Certificate Under Regulation 40(9) Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 For The Half Year Ended March 31, 2021

Please find enclosed herewith Certificate under Regulation 40(9) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the half year ended March 31, 2021 The Compliance certificate is attached herewith
26-04-2021
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IIFL Wealth Management Ltd - 542772 - Compliance Certificate - Regulation 7(3) Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 Of IIFL Wealth Management Limited (The Company) For The Period Ended October 1, 2020 To March 31, 2021

Pursuant to Regulation 7(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we hereby confirm that all activities in relation to share transfer facility are maintained during the period October 1, 2020 to March 31, 2021 (both days inclusive) by the Company''s Registrar & Share Transfer Agent, viz., Link Intime India Private Limited, which is registered as Registrar & Share Transfer Agent in Category-I with the Securities and Exchange Board of India vide Registration Number: INR000004058. The compliance certificate is attached herewith
26-04-2021
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IIFL Wealth Management Ltd - 542772 - Disclosure Under Regulation 30 Of LODR - Grant Of Esops

We would like to inform you that the Nomination and Remuneration Committee of the Company has approved on April 23, 2021, the grant of ESOPs to the eligible employees as follows: a) 20,04,000 ESOPs under IIFL Wealth Employee Stock Option Scheme 2021 at a grant price of INR 1060, i.e. at a discount of INR 9.55 (or 0.89%) to the applicable market price as per the Scheme, vesting over 3 years (0% : 25% : 75%). b) 6,71,000 ESOPs under IIFL Wealth Employee Stock Option Scheme 2019 at a grant price of INR 1060, i.e. at a discount of INR 9.55 (or 0.89%) to the applicable market price as per the Scheme, vesting over 3 years (0% : 25% : 75%). We request you take note of the same.
24-04-2021
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IIFL Wealth Management Ltd - 542772 - Announcement under Regulation 30 (LODR)-Analyst / Investor Meet - Intimation

IIFL Wealth Management Limited ('IIFL Wealth') will host an earnings conference call at 2.00 p.m. on Thursday, May 20, 2021 during which the management of IIFL Wealth will discuss the performance/ consolidated financial results of IIFL Wealth for the quarter and year ended March 31,2021 with the participants. The transcript of the call will be made available on the website of the Company i.e. www.iiflwealth.com. Kindly take the same on record and acknowledge.
22-04-2021
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IIFL Wealth Management Ltd - 542772 - Shareholding for the Period Ended March 31, 2021

IIFL Wealth Management Ltd has submitted to BSE the Shareholding Pattern for the Period Ended March 31, 2021. For more details, kindly Click here
21-04-2021
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IIFL Wealth Management Ltd - 542772 - Disclosure of Voting results of Postal Ballot (Regulation 44(3) of SEBI (LODR) Regulations, 2015)

IIFL Wealth Management Ltd has informed BSE regarding the details of Voting results of Postal Ballot, under Regulation 44(3) of SEBI (LODR) Regulations, 2015. Kindly Click here
20-04-2021
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IIFL Wealth Management Ltd - 542772 - Board Meeting Intimation for Intimation Of Board Meeting Under Regulation 29 Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015

IIFL Wealth Management Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 18/05/2021 ,inter alia, to consider and approve Pursuant to Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, Notice is hereby given that the meeting of the Board of Directors of the Company is scheduled to be held on Tuesday, May 18, 2021, to consider inter alia the Audited Standalone and Consolidated Financial Statements and Results for the fourth quarter and year ended March 31, 2021. The intimation in this regard is attached herewith.
19-04-2021
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IIFL Wealth Management Ltd - 542772 - Board Meeting Intimation for Intimation Of Board Meeting Under Regulation 29 Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015

IIFL Wealth Management Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 18/05/2021 ,inter alia, to consider and approve Pursuant to Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, Notice is hereby given that the meeting of the Board of Directors of the Company is scheduled to be held on Tuesday, May 18, 2021, to consider inter alia the Audited Standalone and Consolidated Financial Statements and Results for the fourth quarter and year ended March 31, 2021. The intimation in this regard is attached herewith.
19-04-2021
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IIFL Wealth Management Ltd - 542772 - Disclosures Under Regulation 44 Of The SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 - Voting Results Of Postal Ballot Notice

Pursuant to the provision of Regulation 44(3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 we wish to inform you that the resolution as set out in the notice dated March 12, 2021 have been passed by the Members of the Company with requisite majority on April 18, 2021, being the last day of Postal Ballot Notice and e-Voting. In term of the Rule 20(4) of the Companies (Management and Administration) Rules, 2014, as amended, the consolidated scrutinizer's Report on the remote e-voting and voting conducted through Postal Ballot is also enclosed herewith. Please take the same on records and acknowledge.
19-04-2021
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