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ARIHANT CAPITAL MARKETS LTD. - 511605 - Format of the Initial Disclosure to be made by an entity identified as a Large Corporate : Annexure A

Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompanyARIHANT CAPITAL MARKETS LTD. 2CIN NO.L67120MP1992PLC007182 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 0.00 4Highest Credit Rating during the previous FY Nil 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)Not Applicable 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkNSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: Mahesh Pancholi Designation: Company Secretary and Compliance Officer EmailId: mahesh.pancholi@arihantcapital.com Name of the Chief Financial Officer: Tarun Goyal Designation: Chief Financial Officer EmailId: tarun.goyal@arihantcapital.com Date: 21/04/2023 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets.
21-04-2023
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ARIHANT CAPITAL MARKETS LTD. - 511605 - Compliance Certificate Under Regulation 40(10) Read With Regulation 40(9) Of The Securities And Exchange Board Of India (Listing Obligations & Disclosure Requirements) Regulations, 2015

In terms of Regulation 40(10) read with Regulation 40(9) of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, enclosed herewith the certificate issued by Mr. Virendra G Bhatt, Practicing Company Secretaries, for the period from 01st April, 2022 to 31st March, 2023.
19-04-2023
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ARIHANT CAPITAL MARKETS LTD. - 511605 - Compliances-Reg. 39 (3) - Details of Loss of Certificate / Duplicate Certificate

Intimation for Loss of Share Certificate under Regulation 39(3) of the SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015.
10-04-2023
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ARIHANT CAPITAL MARKETS LTD. - 511605 - Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018

In compliance with Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018, we are enclosing herewith a copy of the Certificate received from M/s Ankit Consultancy Private Limited, Registrar and Share Transfer Agent of the company for the Quarter ended March 31, 2023.
06-04-2023
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ARIHANT CAPITAL MARKETS LTD. - 511605 - Compliance Certificate As Per Regulation 7(3) Of SEBI (LODR) Regulations, 2015 For The Financial Year Ended On 31St March, 2023.

We are enclosing herewith Compliance Certificate for the financial year ended on 31st March, 2023 pursuant to Regulation 7(3) of Securities and Exchange Board of India (Listing Obligations and Disclosures Requirements) Regulation, 2015.
05-04-2023
Bigul

ARIHANT CAPITAL MARKETS LTD. - 511605 - Intimation For Change In Designation Of Director Under Regulation 30 (2) Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015.

Pursuant to Regulation 30(2) read with Schedule III of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 this is to inform you that the tenure of Mrs. Anita Surendra Gandhi as a Whole Time Director of the company has been completed on 31st March, 2023. As a result, with effect from 1st April 2023 she will continue to be a Director of the company.
01-04-2023
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ARIHANT CAPITAL MARKETS LTD. - 511605 - Closure of Trading Window

In compliance with SEBI (Prohibition of Insider Trading) Regulations, 2015 as amended from time to time, we hereby inform that the trading window shall remain closed from 01st April, 2023 for all designated persons as identified under the Company''s Code of Conduct pursuant to SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018. The Trading Window shall open 48 hours after the announcement of Audited Financial Results for the financial year ending 31st March, 2023 to the Stock Exchanges.
29-03-2023
Bigul

ARIHANT CAPITAL MARKETS LTD. - 511605 - Disclosure Under Regulation 30 Of SEBI (Listing Obligation And Disclosure Requirements) Regulations, 2015 ('Listing Regulations')

In compliance with Regulation 30 of SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015 and pursuant to NSE Circular NSE/COMP/50957 whereby the company shall not engage in any business, other than that of securities or commodity derivatives. Therefore, we wish to inform that the company wish to further sell or transfer or otherwise dispose of the company's entire investment in the Wholly Owned Subsidiary i.e. 'Arihant Insurance Broking Services Limited' in near future subject to approval of Shareholders, Insurance Regulatory and Development Authority of India (IRDAI) and other Statutory Authorities (if any).
09-03-2023
Bigul

ARIHANT CAPITAL MARKETS LTD. - 511605 - Disclosure Under Regulation 30 Of SEBI (Listing Obligation And Disclosure Requirements) Regulations, 2015 ('Listing Regulations')

In compliance with Regulation 30 of SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, we wish to submit that the Board of Directors of the Company at their meeting held on 31st January, 2023 has principally approved proposed Demerger of Arihant Financial Services Limited subject to approval of Shareholders, Reserve Bank of India, Securities and Exchange Board of India (SEBI) and other Statutory Authorities. Enclosed as Annexure-I is the information pursuant to Regulation 30 of the SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015.
01-02-2023
Bigul

ARIHANT CAPITAL MARKETS LTD. - 511605 - Announcement under Regulation 30 (LODR)-Newspaper Publication

Pursuant to Regulation 47 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we wish to inform you that Company has published the enclosed extract of unaudited consolidated financial results for the quarter and nine months ended on December 31st , 2022 in the Free Press (English Edition) and Choutha Sansar (Hindi edition) on 1st February , 2023.
01-02-2023
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