Advik Capital Ltd - 539773 - Statement Of Investor Complaints For The Quarter Ended June 2019
No.of Investor complaints pending at the beginning of the quarter No.of Investor complaints received during the quarter No.of Investor complaints disposed of during the quarter No.of Investor complaints unresolved at the end of the quarter 0000 Name of the Signatory :- RITIKA PRIYAMDesignation :- Company Secretary and Compliance Officer Advik Capital Ltd - 539773 - Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018
Certificate under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 for the Quarter ended 30th June, 2019. Advik Capital Ltd - 539773 - Closure of Trading Window
Closure of Trading Window in reference to the BSE circulars no. LIST/COMP/01/2019-20 dated April 02, 2019 issued by BSE Limited in compliance with amended SEBI (Prohibition of Insider Trading) Regulations, 2015. Advik Capital Ltd - 539773 - Format of Initial Disclosure to be made by an entity identified as a Large Corporate
Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompayAdvik Capital Ltd 2CINL65100DL1985PLC022505 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 0.00 4Highest Credit Rating during the previous FY NA 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)Not Applicable 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: RITIKA Designation: COMPANY SECRETARY CUM COMPLIANCE OFFICER EmailId: cs@advikgroup.com Name of the Chief Financial Officer: RISHABKUMARAGARWAL Designation: CHIEF FINANCIAL OFFICER EmailId: cs@advikgroup.com Date: 24/05/2019 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets. Advik Capital Ltd - 539773 - Submission Of Financial Results Under Regulation 33 Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 For The Quarter/ Year Ended On 31St March, 2019
Pursuant to Regulation 33 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, please find enclosed duly approved Audited Financial Results (Standalone & Consolidated) for the Quarter and Year ended 31st March, 2019 along with Audit Report (Standalone & Consolidated) as received from the Statutory Auditor of the Company in terms of SEBI Circular CIR/CFD/CMD1/44/2019 dated 29th March, 2019 together with Declaration by the Managing Director and Chief Financial Officer (CFO) of the Company regarding unmodified opinion of the Statutory Auditor and Certificate signed by the Chief Financial Officer (CFO) of the Company on the correctness of the facts stated in the Financial Results for the Quarter and Year ended 31st March, 2019 in the meeting of Board of Directors of the Company held on Wednesday, 22nd May, 2019. Advik Capital Ltd - 539773 - Outcome of Board Meeting
Disclosure under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) in respect of 'Outcome of Board Meeting held on 22nd Day of May, 2019' at registered office of the Company at Plot No. 84, Khasra No. 143/84, Ground Floor, Extended Lal Dora, Kanjhawla, Delhi - 110081 Advik Capital Ltd - 539773 - Non Applicability Of Regulation 24A Of SEBI (Listing Obligations And Disclosure Requirement) (Amendment) Regulations, 2018
Certificate issued by the Company Secretary of the Company regarding Non-Applicability of Regulation 24A of SEBI (Listing Obligations and Disclosure Requirement) Amendment Regulations, 2018 for submission of Annual Secretarial Compliance Report pursuant to BSE Clarification Circular Nos. LIST/COMP/10/2019-20 and LIST/COMP/12/2019-20 dated 9th May, 2019 and 14th May 2019, respectively. Advik Capital Ltd - 539773 - Closure of Trading Window
It is hereby informed that in accordance with the provisions of SEBI (Prohibition of Insider Trading) Regulation, 2015 and the Company's Code of Conduct for Prevention of Insider Trading,, and in reference to the BSE circulars no. LIST/COMP/01/2019-20 dated April 02, 2019 issued by BSE Limited in compliance with amended SEBI (Prohibition of Insider Trading) Regulations, 2015 the 'Trading Window' for dealing in the securities of the Company has already closed from 3rd day of April, 2019 tillDeclaration of the Audited Financial Results of the Company for the quarter and financial year ended March 31, 2019for Directors/ Officers/Employees of the Company along with Designated Persons and their immediate relatives. The trading window shall reopen from 25thDay of May, 2019 Advik Capital Ltd - 539773 - Board Meeting Intimation for Notice Of Board Meeting Under Regulation 29 Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015
Advik Capital Ltdhas informed BSE that the meeting of the Board of Directors of the Company is scheduled on 22/05/2019 ,inter alia, to consider and approve Pursuant to Regulation 29 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we wish to inform you that the 01st Meeting of the Board of Directors of the Company for the Financial Year 2019-20 is scheduled to be held on Wednesday, 22nd Day of May, 2019 at 12:30P.M. at the Registered Office of the Company to consider and approve, amongst other items of Agenda, standalone and consolidated Audited Financial results of the Company for Quarter/Year ended on 31st March, 2019.