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Khandwala Securities Ltd - 531892 - Format of Initial Disclosure to be made by an entity identified as a Large Corporate

Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompayKHANDWALA SECURITIES LTD. 2CINL67120MH1993PLC070709 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 5.00 4Highest Credit Rating during the previous FY A4 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)ACUITE RATINGS & RESEARCH LIMITED 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: Abhishek Joshi Designation: Company Secretary & Compliance Officer EmailId: [email protected] Name of the Chief Financial Officer: Mrs. Bhagyashree Khandwala Designation: Director / CFO EmailId: [email protected] Date: 22/05/2019 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets.
22-05-2019
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Khandwala Securities Ltd - 531892 - Board Meeting Intimation for Consideration And Approval Of Audited Financial Results For The Quarter And Year Ended March 31, 2019 And Closure Of Trading Window

KHANDWALA SECURITIES LTD.has informed BSE that the meeting of the Board of Directors of the Company is scheduled on 25/05/2019 ,inter alia, to consider and approve 1. To consider and approve the Audited Financial Results (Standalone and Consolidated) of the Company for the Quarter and Year ended March 31, 2019. 2. To discuss any other matter with the permission of the Chairman of the Meeting. Further to our intimation dated April 4, 2019, the trading window has been closed since April 5, 2019 and shall remain closed till the completion of 48 hours of declaration of the Audited Financial Results i.e. 48 hours after the conclusion of the Board Meeting i.e. till May 27, 2019 (both days inclusive) for dealing in the securities of the Company for Directors, Officers, Employees, Designated Persons and immediate relatives of any of them.
16-05-2019
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Khandwala Securities Ltd - 531892 - Compliance Certificate For The Half Year Ended 31.03.2019

Dear Sir, Pursuant to Regulation 7(3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we are enclosing herewith a certificate, duly signed by M/s. Karvy Fintech Private Limited, Registrar & Share Transfer Agent and Compliance Officer of Khandwala Securities Limited for the half year ended on 31.03.2019 in compliance of Regulation 7(3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.
26-04-2019
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Khandwala Securities Ltd - 531892 - CERTIFICATE OF COMPLIANCE FOR THE HALF YEAR ENDED 31ST MARCH 2019

Dear Sir, Please find enclosed herewith certificate of compliance under Regulation 40(9) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the half year ended on March 31, 2019 received from M/s. Bhuwnesh Bansal & Associates, Practicing Company Secretary. Kindly update the same on your records.
26-04-2019
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Khandwala Securities Ltd - 531892 - Shareholding for the Period Ended March 31, 2019

Khandwala Securities Ltd has submitted to BSE the Shareholding Pattern for the Period Ended March 31, 2019. For more details, kindly Click here
16-04-2019
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KHANDWALA SECURITIES LTD. - 531892 - Statement Of Investor Complaints For The Quarter Ended March 2019

No.of Investor complaints pending at the beginning of the quarter No.of Investor complaints received during the quarter No.of Investor complaints disposed of during the quarter No.of Investor complaints unresolved at the end of the quarter 0000 Name of the Signatory :- Abhishek JoshiDesignation :- Company Secretary and Compliance Officer
11-04-2019
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Khandwala Securities Ltd - 531892 - Closure of Trading Window

Pursuant to SEBI (Prohibitions of Insider Trading) Regulations, 2015 as amended and as per the NSE Circular No. NSE/CML/2019/11 and BSE Circular No. LIST/COMP/01/2019-20 both dated 2nd April, 2019, we wish to inform you that the trading window for dealing in securities of the Company shall remain closed from April 5, 2019 till 48 hours after the declaration of financial results for the quarter and year ended 31st March 2019 for the directors, officers, employees, designated persons and immediate relatives of any of them. The Trading window will open 48 hrs after the declaration of financial results for the quarter and year ended 31st March 2019 is made by the Company to the stock exchanges. The date of Board meeting of the Company for consideration and declaration of financial results for the quarter and year ended 31st March 2019 will be intimated later.
04-04-2019
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Khandwala Securities Ltd - 531892 - Disclosures under Reg. 29(2) of SEBI (SAST) Regulations, 2011

The Exchange has received the disclosure under Regulation 29(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for Daxa Khandwala
29-03-2019
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KHANDWALA SECURITIES LTD. - 531892 - Disclosures under Reg. 29(2) of SEBI (SAST) Regulations, 2011

The Exchange has received the disclosure under Regulation 29(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for Daxa Khandwala
27-03-2019
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KHANDWALA SECURITIES LTD. - 531892 - Announcement under Regulation 30 (LODR)-Meeting Updates

This is to inform you that the separate meeting of the Independent Directors of Khandwala Securities Limited was held on Saturday, 16th March, 2019 at 4.00 p.m. at the Registered office of the Company at Ground Floor, Vikas Building, Green Street, Fort, Mumbai - 400 023, inter-alia considered and approved the following: 1. Reviewed the performance of non-independent directors, the Board and chairman of the Company; 2. Evaluate the access of quality, quantity and timeliness of flow of information between the management of the Company and the Board, which is necessary for the Board to effectively and reasonably perform their duties. This is for your information and record.
18-03-2019
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