WOCKHARDT LTD. - 532300 - Compliances-Reg.24(A)-Annual Secretarial Compliance
Annual Secretarial Compliance Report for the Year Ended 31st March, 202323-05-2023
23-05-2023
Wockhardt, directors settle case with Sebi, pays Rs 76 lakh for settlement
Drug maker Wockhardt and its three directors on Monday settled with Sebi a case pertaining to alleged non-disclosure of adverse observations made by the USFDA about the company's manufacturing facility to the exchanges in 2013. The entities together paid Rs 76.68 lakh towards settlement charges. While Wockhardt paid Rs 36.70 lakh, its three directors -- Habil Khorakiwala, Murtaza Khorakiwala and Huzaifa Khorakiwala -- paid Rs 13.32 lakh each towards the settlement fee to the capital markets regulator, according to a Sebi order. They had proposed to settle the pending proceedings, without admitting or denying the findings of fact and conclusions of law, through a settlement order, as per Sebi. It was alleged that they had violated the Securities Contracts (Regulation) Act (SCRA) and insider trading rules. Khorakiwalas' are also the promoter and promoter group of Wockhardt. In a show cause notice issued in September 2022, Sebi alleged that Wockhardt had failed to enforce the code o22-05-2023
WOCKHARDT LTD. - 532300 - Compliances-Reg. 39 (3) - Details of Loss of Certificate / Duplicate Certificate
Pursuant to the requirement of the Regulation 39(3) of the SEBI Listing Regulations, we wish to inform you that Link Intime India Private Limited, our Registrar & Share Transfer Agent (RTA) has intimated about receipt of request for issuance of Duplicate Share Certificate(s) in lieu of Original Share Certificate(s) reported lost / misplaced.22-05-2023
WOCKHARDT LTD. - 532300 - Board Meeting Intimation for Meeting Of Board Of Directors Of Wockhardt Limited ('The Company')
WOCKHARDT LTD.has informed BSE that the meeting of the Board of Directors of the Company is scheduled on 26/05/2023 ,inter alia, to consider and approve (i) the Audited Financial Results (Standalone & Consolidated) of the Company for the quarter and Financial year ended 31st March, 2023; and (ii) raising of funds by various methods as may be permitted under applicable law, subject to consent of shareholder at the ensuing Annual General Meeting and such approvals and compliances as may be required, and to approve ancillary actions for the above mentioned fund raising.19-05-2023
WOCKHARDT LTD. - 532300 - Announcement under Regulation 30 (LODR)-Allotment of ESOP / ESPS
We wish to inform you that the Share Allotment Committee of the Board of Directors of the Company has allotted 6250 equity shares of face value of Rs.5/- each on 5th May, 2023, pursuant to exercise of stock options under Employee Stock Options Scheme - 2011 of the Company. In view of the above, the paid-up equity share capital of the Company will increase from Rs.72,04,41,615/- (14,40,88,323 equity shares of Rs.5/- each) to Rs.72,04,72,865/- (14,40,94,573 equity shares of Rs.5/- each). The Equity Shares as allotted above shall rank pari-passu with the existing Equity Shares of the Company and shall be entitled to all dividends and corporate benefits, if any, declared by the Company after the allotment.05-05-2023
WOCKHARDT LTD. - 532300 - Format of the Initial Disclosure to be made by an entity identified as a Large Corporate : Annexure A
Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompanyWOCKHARDT LTD. 2CIN NO.L24230MH1999PLC120720 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 120.00 4Highest Credit Rating during the previous FY A3 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)CARE RATINGS LIMITED 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: Debashis Dey Designation: Company Secretary EmailId: [email protected] Name of the Chief Financial Officer: Deepak Madnani Designation: Chief Financial Officer EmailId: [email protected] Date: 27/04/2023 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets.27-04-2023
WOCKHARDT LTD. - 532300 - Compliances-Reg. 39 (3) - Details of Loss of Certificate / Duplicate Certificate
Pursuant to the requirement of the Regulation 39(3) of the SEBI Listing Regulations, we wish to inform you that Link Intime India Private Limited, our Registrar & Share Transfer Agent (RTA) has intimated about receipt of request for issuance of Duplicate Share Certificate(s) in lieu of Original Share Certificate(s) reported lost / misplaced.21-04-2023
WOCKHARDT LTD. - 532300 - Compliance Certificate - Regulation 7(3) Of The Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015 ('Listing Regulations') For The Year Ended 31St March, 2023.
As per the requirement of Regulation 7(3) of the Listing Regulations as amended, we hereby confirm that all activities in relation to share transfer facility during the period from 1st April, 2022 to 31st March, 2023 (both days inclusive) are maintained by the Company's Registrar & Transfer Agent, viz., Link In-time India Private Limited, which is registered as Registrar & Share Transfer Agent in Category-I with the Securities and Exchange Board of India vide Registration Number: INR000004058.19-04-2023
WOCKHARDT LTD. - 532300 - Certificate Pursuant To Regulation 40(10) Of The SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 ('Listing Regulations') For The Quarter Ended 31St March, 2023
In compliance with Regulation 40(10) of the Listing Regulations, please find enclosed herewith the certificate dated 13th April, 2023 issued by a Practising Company Secretary for the year ended 31st March, 2023, certifying that certificates have been issued within the Statutory timelines.18-04-2023
WOCKHARDT LTD. - 532300 - Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018
Certificate in terms of Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018 for the quarter ended on 31st March, 202318-04-2023