NDA SECURITIES LTD. - 511535 - Compliance With Regulation 7 (3) Of The SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 For The Year Ended On 31St March, 2023
Please find enclosed herewith Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. This is for your information and record. NDA SECURITIES LTD. - 511535 - Compliance With Regulation 40(9) & (10) Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 For The FY 2022-23
Please find enclosed herewith Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. This is for your information and record. NDA SECURITIES LTD. - 511535 - Compliance With Regulation 40(9) & (10) Of SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 For The FY 2022-23
As per the requirement of Regulation 40(9) & (10) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 with the Stock Exchange, please find enclosed herewith a certificate from a Company Secretary in practice to the effect that all transfers of shares for the year ended on 31st March, 2023 have been completed with the stipulated time. This is for your information and record NDA SECURITIES LTD. - 511535 - Compliance With Regulation 7 (3) Of The SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015 For The Year Ended On 31St March, 2023
Please find enclosed herewith Compliance Certificate pursuant to Regulation 7 (3) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the Financial Year 2022-23. This is for your information and record. NDA SECURITIES LTD. - 511535 - Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018
Dear Sir/ Madam, In accordance with Regulation 74 (5) of SEBI ( Depositories and Participants) Regulations, 2018, for the Quarter ended 31st March 2023, based on the certificate received from Beetal Financial & Computer Services Private Limited ( RTA), which is enclosed herewith, we hereby confirm that within 15 days of receipt of the securities received for dematerialization that: a) The Securities comprised in the said Certificate(s) of Security have been listed on Stock Exchanges; and b) The said Certificate (s) after due verification have been mutilated and cancelled and the name of the depository has been substituted in our records as the registered owner. This is for your information and record. NDA SECURITIES LTD. - 511535 - Format of the Initial Disclosure to be made by an entity identified as a Large Corporate : Annexure A
Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompanyNDA SECURITIES LTD. 2CIN NO.L74899DL1992PLC050366 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 0.00 4Highest Credit Rating during the previous FY NA 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)Not Applicable 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: Isha Malik Designation: Company Secretary and Compliance Officer EmailId: legal@ndaindia.com Name of the Chief Financial Officer: Arun Kumar Mistry Designation: Chief Financial Officer EmailId: Arun@ndaindia.com Date: 05/04/2023 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets. NDA SECURITIES LTD. - 511535 - Closure of Trading Window
In compliance with Circular No. NSE/ CML/ 2019/11 dated 2nd April, 2019 issued by NSE, w.r.t. the 'Clarification regarding trading restriction period', SEBI (Prohibition of Insider Trading) Regulations, 2015 and Company's code of conduct for prevention of Insider Trading, the Trading Window of the Company shall remain closed for all the designated persons of the Company with immediate effect i.e. 31st March, 2023 till expiry of 48 hours after the announcement of the Audited Financial Results of the Company for the quarter and year ended 31st March, 2023. NDA SECURITIES LTD. - 511535 - Intimation Regarding Appointment Of Secretarial Auditor Pursuant To Regulation 30 Of The Securities And Exchange Board Of India (Listing Obligations And Disclosure Requirements) Regulations, 2015
Pursuant to Regulation 30 read with Schedule III of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015, we hereby inform you that the Board of Directors of the Company in its meeting held on 30th March, 2023, has appointed Ms. Shivangi Singh (Membership No. 45469 & COP No.-19960), Practicing Company Secretary, as the Secretarial Auditor of the Company for the Financial Year 2022-23. The above said appointment is pursuant to applicable provisions of the Companies Act 2013 and the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. Prescribed details and brief profile in this respect is annexed herewith. You are requested to kindly take the same on record NDA SECURITIES LTD. - 511535 - Board Meeting Outcome for Outcome Of The 5Th Board Meeting Held On 30.03.2023
Dear Sir/ Madam, This is to inform you under SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015 ('SEBI Listing Regulations') as amended, that the Meeting of Board of Directors of the Company was held on today i.e. 30th March, 2023 at Registered Office of the Company. The Following matters, inter alia, were taken up and decided by the Board: 1. Pursuant to Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015 ('SEBI Listing Regulations') as amended, we hereby inform you that of Ms. Shivangi Singh (Membership No.45469 & COP No.-19960), Practicing Company Secretary, has been appointed as the Secretarial Auditor of the Company for the FY 2022-23. The meeting commenced at 04:00 P.M. and concluded at 4:30 P.M. You are requested to take the above information on record. NDA SECURITIES LTD. - 511535 - Board Meeting Intimation for Notice Of The 5Th Board Meeting
NDA SECURITIES LTD.has informed BSE that the meeting of the Board of Directors of the Company is scheduled on 30/03/2023 ,inter alia, to consider and approve 1. Appointment of Secretarial Auditor of the Company for conducting Secretarial Audit for the period 2022-23. 2. Any other matter with the permission of Chair, if any.