Spencers Retail Ltd - 542337 - Compliances-Certificate under Reg. 54 (5) of SEBI (DP) Regulations, 1996
We herewith enclose a Certificate dated 5 April, 2019 under Regulation 74(5) of SEBI (Depositories and Participants) Regulations, 2018 received from Link lntime India Private Limited, Registrar and Share Transfer Agent of our Company. Spencers Retail Ltd - 542337 - Format of Initial Disclosure to be made by an entity identified as a Large Corporate
Format of Initial Disclosure to be made by an entity identified as a Large Corporate. Sr. No. Particulars Details 1Name of CompaySpencers Retail Ltd 2CININE020801028 3 Outstanding borrowing of company as on 31st March / 31st December, as applicable (in Rs cr) 0 4Highest Credit Rating during the previous FY NA 4aName of the Credit Rating Agency issuing the Credit Rating mentioned in (4)Not Applicable 5Name of Stock Exchange# in which the fine shall be paid, in case of shortfall in the required borrowing under the frameworkBSE We confirm that we are a Large Corporate as per the applicability criteria given under the SEBI circular SEBI/HO/DDHS/CIR/P/2018/144 dated November 26, 2018. No Name of the Company Secretary: Rama Kant Designation: Company Secretary EmailId: rama.kant@rp-sg.in Name of the Chief Financial Officer: Rama Kant Designation: Compliance Officer EmailId: rama.kant@rp-sg.in Date: 29/04/2019 Note: In terms para of 3.2(ii) of the circular, beginning F.Y 2022, in the event of shortfall in the mandatory borrowing through debt securities, a fine of 0.2% of the shortfall shall be levied by Stock Exchanges at the end of the two-year block period. Therefore, an entity identified as LC shall provide, in its initial disclosure for a financial year, the name of Stock Exchange to which it would pay the fine in case of shortfall in the mandatory borrowing through debt markets. Spencers Retail Ltd - 542337 - Compliance Under Regulation 40(10) Of The SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015, As Amended
Pursuant to Sub Regulation 10 of Regulation 40 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulation 2015, as amended, we are enclosing Compliance Certificate issued by a Company Secretary in practice for the half year ended 31 March 2019. Kindly acknowledge the receipt of the same Spencers Retail Ltd - 542337 - Shareholding for the Period Ended March 31, 2019
Spencers Retail Ltd has submitted to BSE the Shareholding Pattern for the Period Ended March 31, 2019. For more details, kindly Click here Spencers Retail Ltd - 542337 - Statement Of Investor Complaints For The Quarter Ended March 2019
No.of Investor complaints pending at the beginning of the quarter No.of Investor complaints received during the quarter No.of Investor complaints disposed of during the quarter No.of Investor complaints unresolved at the end of the quarter 0880 Name of the Signatory :- Rama KantDesignation :- Company Secretary and Compliance Officer Spencers Retail Ltd - 542337 - Compliance Certificate For The Period Ended March, 2019
In terms of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulation 2015, as amended, we enclose herewith a copy of the Compliance Certificate duly signed. Spencers Retail Ltd - 542337 - Statement of Investor Complaint under Reg. 13(3) of SEBI (LODR) Regulations, 2015 for Quarter ended March 31, 2019
Spencers Retail Ltd has informed BSE regarding Quarterly Statement on Investor Complaints / Grievances Redressal Mechanism for the Quarter ended March 31, 2019, under Regulation 13(3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. Spencers Retail Ltd - 542337 - Closure of Trading Window
It is notified that in connection with Publication of Audited Financial Result of the Company for the year ending 31 March, 2019, 'Trading Window' in terms of the SEBI (Prohibition of Insider Trading), Regulations, 2015, shall remain closed from 1 April, 2019 to 20 May, 2019. During this period, 'Designated Persons' and their relatives shall not trade in Spencer's Retail Limited shares. Spencers Retail Ltd - 542337 - Compliances-Reg. 39 (3) - Details of Loss of Certificate / Duplicate Certificate
Pursuant to Regulation 39(3) of SEBI (LODR) Regulation 2015, this is to inform you that the Company has received request for issue of duplicate share certificate against the certificate reported to be lost / misplaced as per detail given below : Folio No. Name of the Shareholder Certificate Nos. No. of Shares Distinctive Nos. From To U00203 SUSANTA KUMAR UPADHAYA 4865 60 906805 906864 You are requested to kindly take the above information on your record. Spencers Retail Ltd - 542337 - Disclosures under Reg. 29(2) of SEBI (SAST) Regulations, 2011
The Exchange has received the disclosure under Regulation 29(2) of SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011 for Spencers Retail Ltd